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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-09-13 |
| OH | RA | APPROVED | 2021-03-03 |
Branch Locations
6600 Airport Highway, Holland, OH 43528-8419 • United States
3428 Glendale, Toledo, OH 43614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Perrysburg | OH | 01/2019 | Present |
| Ohio University | Athens | OH | 08/2015 | 12/2018 |
| Ohio University | Athens | OH | 01/2010 | 12/2018 |
| Fifth Third Securities | Perysburg | OH | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-22 |
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