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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-15
  • TX RA
    APPROVED_RES
    Since 2022-02-15

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bracebridge Capital Llc Boston MA 06/2014 08/2020
Northwestern Mutual Life Insurance Company Woburn MA 09/2020 01/2022
Northwestern Mutual Investment Services Llc Woburn MA 08/2020 01/2022
Northwestern Mutual Wealth Management Company Woburn MA 02/2020 01/2022
Mml Investors Services Llc Boston MA 02/2022 Present
Massmutual Life Insurance Company Boston MA 01/2022 Present
  • 06/2014 → 08/2020
    Bracebridge Capital Llc
    Boston, MA
  • 09/2020 → 01/2022
    Northwestern Mutual Life Insurance Company
    Woburn, MA
  • 08/2020 → 01/2022
    Northwestern Mutual Investment Services Llc
    Woburn, MA
  • 02/2020 → 01/2022
    Northwestern Mutual Wealth Management Company
    Woburn, MA
  • 02/2022 → Present
    Boston, MA
  • 01/2022 → Present
    Massmutual Life Insurance Company
    Boston, MA
Other Businesses

(1)NAME: BIRCHWOOD FINANCIAL GROUP INV REL: Y ADD: ONE MARINA PARK DR, SUITE 16, BOSTON, MA 02210 NATURE: OWNER OF LLC FOR PASS THROUGH COMENSTATION POSITION: OWNER DATE: 01/30/2024 HR/MO: 1 HR DURING TRADING: 1 (2)NAME: JUSTIN PELLETIER INV REL: Y ADD: ONE MARINA PARK, 16TH FLOOR, BOSTON, MA 02210 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 08/16/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, AND HEALTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-01-20
  • S63 Uniform Securities Agent State Law Examination
    2021-01-20
Other Names
  • Justin Pelletier

View on SEC IAPD

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