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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-27 |
| TX | RA | APPROVED | 2024-08-24 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Pohar And Sons, Inc. | Lasalle | IL | 06/2011 | 12/2019 |
| Arizona State University | Tempe | AZ | 08/2015 | 05/2020 |
| Mill Avenue Tacos, Llc | Tempe | AZ | 04/2018 | 09/2018 |
| Eagle Commercial Realty Services | Phoenix | AZ | 06/2019 | 08/2019 |
| Bvo Luxury Group | Scottsdale | AZ | 06/2019 | 08/2019 |
| Unemployed | Tempe | AZ | 05/2020 | 08/2020 |
| Redwood Investment Management, Llc | Scottsdale | AZ | 08/2020 | 06/2024 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 08/2020 | 06/2024 |
| Morgan Stanley | Gilbert | AZ | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
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