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Current Employers
Moa Advisory & Financial Services Co

Elk Grove Village, IL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-19
IL RA APPROVED 2021-01-06
  • TX RA
    APPROVED_RES
    Since 2023-05-19
  • IL RA
    APPROVED
    Since 2021-01-06

Branch Locations

Elk Grove Village, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global View Capital Advisors, Ltd. Waukesha WI 08/2020 10/2020
Global View Capital Management, Ltd. Waukesha WI 08/2020 10/2020
American Medical Association Chicago IL 08/2015 04/2022
University Of Illinois - Chicago Chicago IL 09/2016 05/2019
Moa Advisory & Financial Services Co. Elk Grove Village IL 01/2018 Present
Engooden Health Inc Boston MA 05/2022 02/2023
  • 08/2020 → 10/2020
    Global View Capital Advisors, Ltd.
    Waukesha, WI
  • 08/2020 → 10/2020
    Global View Capital Management, Ltd.
    Waukesha, WI
  • 08/2015 → 04/2022
    American Medical Association
    Chicago, IL
  • 09/2016 → 05/2019
    University Of Illinois - Chicago
    Chicago, IL
  • 01/2018 → Present
    Elk Grove Village, IL
  • 05/2022 → 02/2023
    Engooden Health Inc
    Boston, MA
Previous Registrations
Other Businesses

[1] AMERICAN MEDICAL ASSOCIATION; NOT INVESTMENT RELATED; ADDRESS: 330 NORTH WABASH AVENUE, CHICAGO, IL 60611; NATURE: MEDICAL; POSITION:MANAGER OF TECHNICAL ACCOUNTING, CUSTOMER CONTRACTS, LICENSING, ACCOUNT RECONCILIATIONS & FINANCIAL REPORTING FOR 240+ PHYSICIANS AND MEDICAL STUDENTS; STARTED: 08-17-2015; APPROX. 160 HRS/MONTH; APPROX. 160 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: COMPLETE MONTH END CLOSE FINANCIAL ACTIVITIES, PREPARE ANNUAL BUDGETS AND FORECAST PLANS. [2] MOA FINANCIAL ADVISORY AND FINANCIAL CO.; YES-INVESTMENT RELATED; ADDRESS: 1654 NEBRASKA DRIVE, ELK GROVE VILLAGE, IL 60007; NATURE: TAX PREPARATION AND ACCOUNTING; POSITION: ENROLLED AGENT AND ACCOUNTANT; STARTED: 01-02-2018; APPROX, 80 HRS/MONTH; APPROX. 20 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PREPARE TAX RETURNS AND PLANNING REPORTS FOR CLIENTS AND PREPARE FINANCIAL STATEMENTS FOR SMALL BUSINESS OWNERS, ADVISING CLIENTS ON INVESTMENTS AND PROVIDING FINANCIAL PLANNING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-08
  • S65 Uniform Investment Adviser Law Examination
    2020-08-08

View on SEC IAPD

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