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Elk Grove Village, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-19 |
| IL | RA | APPROVED | 2021-01-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Advisors, Ltd. | Waukesha | WI | 08/2020 | 10/2020 |
| Global View Capital Management, Ltd. | Waukesha | WI | 08/2020 | 10/2020 |
| American Medical Association | Chicago | IL | 08/2015 | 04/2022 |
| University Of Illinois - Chicago | Chicago | IL | 09/2016 | 05/2019 |
| Moa Advisory & Financial Services Co. | Elk Grove Village | IL | 01/2018 | Present |
| Engooden Health Inc | Boston | MA | 05/2022 | 02/2023 |
[1] AMERICAN MEDICAL ASSOCIATION; NOT INVESTMENT RELATED; ADDRESS: 330 NORTH WABASH AVENUE, CHICAGO, IL 60611; NATURE: MEDICAL; POSITION:MANAGER OF TECHNICAL ACCOUNTING, CUSTOMER CONTRACTS, LICENSING, ACCOUNT RECONCILIATIONS & FINANCIAL REPORTING FOR 240+ PHYSICIANS AND MEDICAL STUDENTS; STARTED: 08-17-2015; APPROX. 160 HRS/MONTH; APPROX. 160 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: COMPLETE MONTH END CLOSE FINANCIAL ACTIVITIES, PREPARE ANNUAL BUDGETS AND FORECAST PLANS. [2] MOA FINANCIAL ADVISORY AND FINANCIAL CO.; YES-INVESTMENT RELATED; ADDRESS: 1654 NEBRASKA DRIVE, ELK GROVE VILLAGE, IL 60007; NATURE: TAX PREPARATION AND ACCOUNTING; POSITION: ENROLLED AGENT AND ACCOUNTANT; STARTED: 01-02-2018; APPROX, 80 HRS/MONTH; APPROX. 20 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PREPARE TAX RETURNS AND PLANNING REPORTS FOR CLIENTS AND PREPARE FINANCIAL STATEMENTS FOR SMALL BUSINESS OWNERS, ADVISING CLIENTS ON INVESTMENTS AND PROVIDING FINANCIAL PLANNING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-08 |
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