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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2024-12-10 |
| TX | RA | APPROVED_RES | 2017-03-13 |
| MI | RA | APPROVED | 2010-06-18 |
| WI | RA | APPROVED | 2005-10-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Green Bay | WI | 01/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Menominee | MI | 03/2020 | Present |
Real Estate Ownership; Commercial; 414 first st. Menominee Mi 49858, ,; Not Investment-Related; 10/04/2017 / Commercial; 2400 US Highway 41 W, , Marquette, MI, 49855; Not Investment-Related; 08/17/2021. Business Ownership; KOTN Holding Company; oversees my multiple Ameriprise practices.; Consulting; 414 1st Street, , Menominee, MI, 49858; Investment-Related; 09/08/2021; 20 to 39 hours per month; 20 to 39 during trading hours / Phoenix Property Real Estate; Over seeing the business and it's needs; Over seeing the business and it's needs; 414 1st Street, , Menominee, MI, 49858; Investment-Related; 09/08/2021; 20 to 39 hours per month; 20 to 39 during trading hours / JCBECK Enterprise; Hiring and terminating staff. Compliance and regulatory. Marketing.; Management of multiple practices; 414 1st street, , Menominee, MI, 49858; Investment-Related; 08/27/2021; 60 hours per month; 60 during trading hours / JB&JL Enterprise; My responsibilities include staffing, marketing, compliance and regulatory.; JC&JL Enterprise oversees my Marquette office.; 414 1st Street, , Menominee, MI, 49858; Investment-Related; 09/08/2021; 20 to 39 hours per month; 60 during trading hours / SN REAL ESTATE LLC; Over seeing the needs of the business; Over seeing the needs of the business; 414 1st Street, , Menominee, MI, 49858; Investment-Related; 08/05/2021; 20 to 39 hours per month; 20 to 39 during trading hours / Summit Management Services; Owner; Manage Ameriprise Business; 147 Dorado BCH E, , Dorado, PR, 00646, USA; Investment-Related; 01/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; JCBECK Enterprise; President - Hiring and terminating staff. Compliance and regulatory. Marketing.; ; 414 1st Street, , Menominee, MI, 49858; Investment-Related; 08/27/2021; 60 hours per month; 60 during trading hours / JB&JL Enterprise; President - Staffing, Marketing, Compliance and Regulatory; ; 414 !st Street, , Menominee, MI, 49858; Investment-Related; 09/08/2021; 20 to 39 hours per month; 20 to 39 during trading hours / KOTN Holding Company; President - Staffing, Marketing, Compliance and Regulatory; ; 414 1st Street, , Menominee, MI, 49858; Investment-Related; 09/08/2021; 20 to 39 hours per month; 20 to 39 during trading hours / Summit Management Services; Owner; Manage advisory business; 21 Aquamarine, , Vega Alta, PR, 00692, USA; Investment-Related; 01/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-04 |
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