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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-12-01
  • AZ RA
    APPROVED
    Since 2022-12-01

Branch Locations

Chandler , AZ • United States

Gilbert, AZ • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-12-01
  • AZ RA
    APPROVED
    Since 2022-12-01

Branch Locations

Chandler , AZ • United States

Gilbert, AZ • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2020 10/2021
Starbucks Coffee Co. Las Vegas NV 10/2019 03/2020
Bellagio Resort Inc (Mgm Resorts Intl) Las Vegas NV 08/2018 10/2019
Alaska Airlines Chandler AZ 03/2017 06/2017
World Financial Group Mesa AZ 05/2016 03/2017
Self Employed Chandler AZ 03/2013 Present
Self Employed Chandler AZ 05/2020 Present
Robinhood Financial, Llc Tempe AZ 11/2021 09/2022
Robinhood Markets, Inc Tempe AZ 06/2022 09/2022
Raymond James & Associates Gilbert AZ 09/2022 Present
Raymond James Financial Services Gilbert AZ 09/2022 Present
N/A Chandler AZ 09/2022 Present
  • 08/2020 → 10/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 10/2019 → 03/2020
    Starbucks Coffee Co.
    Las Vegas, NV
  • 08/2018 → 10/2019
    Bellagio Resort Inc (Mgm Resorts Intl)
    Las Vegas, NV
  • 03/2017 → 06/2017
    Alaska Airlines
    Chandler, AZ
  • 05/2016 → 03/2017
    World Financial Group
    Mesa, AZ
  • 03/2013 → Present
    Self Employed
    Chandler, AZ
  • 05/2020 → Present
    Self Employed
    Chandler, AZ
  • 11/2021 → 09/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 09/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 09/2022 → Present
    Raymond James & Associates
    Gilbert, AZ
  • 09/2022 → Present
    Raymond James Financial Services
    Gilbert, AZ
  • 09/2022 → Present
    N/A
    Chandler, AZ
Other Businesses

(1)Name of Business: Address: 390 N Eucalyptus Pl, Chandler, AZ, 85225, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 09/19/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Streams sometimes on Twitch.tv/setz3r --all I do is play video games with commentary or talk about video games via a blog/just chatting format

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
S63 Uniform Securities Agent State Law Examination 2020-09-23
  • S66 Uniform Combined State Law Examination
    2022-11-28
  • S63 Uniform Securities Agent State Law Examination
    2020-09-23
Other Names
  • Eric Nelson Bautista Isip
  • Eric Isip Bautista Buan
  • Ericisip Buan
  • Eric Buan
  • Ericisip B Buan
  • Eric Isip B. Buan

View on SEC IAPD

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