Katie S Barnett

Santa Monica, CA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-31
CA	RA	APPROVED	2023-11-28

TX RA
APPROVED

Since 2024-01-31
CA RA
APPROVED

Since 2023-11-28

Branch Locations

100 Wilshire Boulevard Suite 1900, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Santa Monica	CA	03/2021	03/2022
Adit	Houston	TX	06/2019	09/2019
Full-Time Education	Malibu	CA	09/2009	05/2019
Fidelity Investments	Los Angeles	CA	05/2022	12/2022
The Victorian	Venice	CA	04/2021	11/2021
Unemployed	Venice	CA	10/2019	03/2021
Morgan Stanley	Santa Monica	CA	02/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	02/2024	Present

03/2021 → 03/2022

Morgan Stanley

Santa Monica, CA
06/2019 → 09/2019

Adit

Houston, TX
09/2009 → 05/2019

Full-Time Education

Malibu, CA
05/2022 → 12/2022

Fidelity Investments

Los Angeles, CA
04/2021 → 11/2021

The Victorian

Venice, CA
10/2019 → 03/2021

Unemployed

Venice, CA
02/2023 → Present

Morgan Stanley

Santa Monica, CA
02/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-28
S63	Uniform Securities Agent State Law Examination	2021-10-01

S65 Uniform Investment Adviser Law Examination

2023-11-28
S63 Uniform Securities Agent State Law Examination

2021-10-01

Other Names

Katie Sholty
Katie Marie Sholty
Katie M Sholty

View on SEC IAPD

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