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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-08 |
| CO | RA | APPROVED | 2024-02-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Escondido | CA | 08/2010 | 08/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2020 | 01/2024 |
| Northwestern Mutual Investment Services Llc | Carlsbad | CA | 10/2020 | 01/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2020 | 01/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Collins | CO | 01/2024 | Present |
| Union Bank | San Diego | CA | 01/2019 | 06/2019 |
| Greatcall | Carlsbad | CA | 06/2018 | 01/2019 |
| World Triathlon | Santa Rosa | CA | 07/2017 | 07/2017 |
| Bank Of America N.A. | Fort Collins | CO | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-07 |
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