Gregory Brough Haas

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 08/2022
  Keybank
  Seattle, WA
• 01/2019 → 02/2020
  Real Property Associates
  Seattle, WA
• 10/2017 → 09/2018
  Summit At Snoqaulmie
  Snoqualmie Pass, WA
• 09/2017 → 05/2018
  Tri-Med Ambulance
  Kent, WA
• 03/2017 → 08/2017
  North Seattle College
  Seattle, WA
• 10/2013 → 03/2017
  Domaintools
  Seattle, WA
• 09/2018 → 12/2018
  Unemployed
  Seattle, WA
• 08/2020 → 08/2022
  Key Investment Services
  Seattle, WA
• 08/2022 → 12/2022
  Unemployed
  Phoenix, AZ
• 12/2022 → 07/2023
  Wells Fargo Clearing Services, Llc
  Chandler, AZ
• 12/2022 → 07/2023
  Wells Fargo Bank, Na
  Chandler, AZ
• 08/2023 → 03/2025
  Unemployed
  Phoenix, AZ
• 03/2025 → Present
  Raymond James Financial Services Inc.
  Phoenix, AZ
• 03/2025 → Present
  Raymond James Financial Services Advisors Inc.
  Phoenix, AZ
• 03/2025 → Present
  Desert Financial Wealth Management
  Phoenix, AZ
• 03/2025 → Present
  Desert Federal Credit Union
  Phoenix, AZ
• 03/2026 → Present
  N/A
  Tempe, AZ

Previous Registrations

• 2023-01-19 → 2023-07-14
  Wells Fargo Clearing Services, Llc
  Chandler, AZ
  St. Louis, MO
• 2022-01-27 → 2022-08-31
  Key Investment Services Llc
  Brooklyn, OH
  Tacoma, WA
  Seattle, WA

Other Businesses

(1) Name of Business: Address: 2122 S Granada Dr, Unit 4, Tempe, AZ, 85282, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/30/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Desert Financial Credit Union Address: 148 N 48th St Fl 5, Phoenix, AZ, 85034-1900, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/09/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor at Desert Financial Credit Union

Exams

• S66 Uniform Combined State Law Examination
  2022-01-26
• S63 Uniform Securities Agent State Law Examination
  2020-10-15

Other Names

• Gregory Haas
• Gregory Brough Haas
• Greg B Haas