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Cody Lynn Dawkins

Mml Investors Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-09
TX RA APPROVED 2026-07-09
  • NC RA
    APPROVED
    Since 2026-07-09
  • TX RA
    APPROVED
    Since 2026-07-09

Branch Locations

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2020 05/2021
Staples Columbia SC 06/2019 03/2020
Hilton Columbia Center Columbia SC 09/2019 03/2020
Bld Diner Columbia SC 07/2018 12/2018
Ruby Tuesday Columbia SC 10/2016 04/2017
University Of South Carolina Columbia SC 09/2017 11/2017
University Of South Carolina Columbia SC 08/2016 12/2020
Hilton Columbia Center Columbia SC 01/2018 12/2018
Pier 51 Rock Hill SC 06/2020 08/2020
Jackson's Cafeteria Rock Hill SC 05/2017 08/2017
Bi Norwegian Business School Oslo 01/2019 05/2019
Robinhood Financial, Llc Charlotte NC 05/2021 08/2022
Robinhood Markets, Inc Charlotte NC 06/2022 08/2022
Mml Investors Services Llc Charlotte NC 10/2022 Present
Massmutual Life Insurance Company Charlotte NC 10/2022 Present
  • 08/2020 → 05/2021
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2019 → 03/2020
    Staples
    Columbia, SC
  • 09/2019 → 03/2020
    Hilton Columbia Center
    Columbia, SC
  • 07/2018 → 12/2018
    Bld Diner
    Columbia, SC
  • 10/2016 → 04/2017
    Ruby Tuesday
    Columbia, SC
  • 09/2017 → 11/2017
    University Of South Carolina
    Columbia, SC
  • 08/2016 → 12/2020
    University Of South Carolina
    Columbia, SC
  • 01/2018 → 12/2018
    Hilton Columbia Center
    Columbia, SC
  • 06/2020 → 08/2020
    Pier 51
    Rock Hill, SC
  • 05/2017 → 08/2017
    Jackson's Cafeteria
    Rock Hill, SC
  • 01/2019 → 05/2019
    Bi Norwegian Business School
    Oslo
  • 05/2021 → 08/2022
    Robinhood Financial, Llc
    Charlotte, NC
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Charlotte, NC
  • 10/2022 → Present
    Mml Investors Services Llc
    Charlotte, NC
  • 10/2022 → Present
    Massmutual Life Insurance Company
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
S63 Uniform Securities Agent State Law Examination 2020-09-24
  • S66 Uniform Combined State Law Examination
    2026-06-29
  • S63 Uniform Securities Agent State Law Examination
    2020-09-24
Other Names
  • Cody Dawkins

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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