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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-22 |
| NC | RA | APPROVED | 2022-06-13 |
| TX | RA | APPROVED | 2022-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Advisers, Inc. | Charlotte | NC | 06/2022 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2020 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2020 | Present |
| Queens University Of Charlotte | Charlotte | NC | 08/2016 | 05/2020 |
| Capture Public Relations And Marketing | Winston-Salem | NC | 05/2019 | 08/2019 |
| Gneiss Coin | Charlotte | NC | 05/2018 | 08/2018 |
| Hope Presbyterian Church | Winston-Salem | NC | 05/2018 | 07/2018 |
| Hope Presbyterian Church | Winston-Salem | NC | 05/2017 | 07/2017 |
| Self-Employed | Winston-Salem | NC | 06/2009 | 04/2020 |
| Self-Employed | Charlotte | NC | 06/2021 | Present |
NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED: ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: CHILD CARE POSITION: NANNY START DATE: 6/2021 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BABYSITTING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-24 |
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