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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-19 |
| TX | RA | APPROVED | 2022-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2020 | Present |
| Wake Technical Community College | Raleigh | NC | 08/2016 | 05/2017 |
| East Carolina University | Greenville | NC | 08/2017 | 05/2020 |
| First Bank | Greenville | NC | 05/2019 | 07/2020 |
| Thermo Fisher Scientific | Greenville | NC | 10/2018 | 05/2019 |
| Enterprise-Rent-A-Car | Raleigh | NC | 10/2016 | 05/2017 |
| Wake Forest Driving Range | Wake Forest | NC | 09/2016 | 09/2016 |
| Aquatic Management Group | Raleigh | NC | 05/2017 | 08/2017 |
| Aquatic Management Group | Raleigh | NC | 05/2018 | 08/2018 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2020 | Present |
| Vanguard Advisors, Inc. | Charlotte | NC | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
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