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Joseph Michael Timmons

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7285447

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-19
TX RA APPROVED 2022-09-19
  • NC RA
    APPROVED
    Since 2022-09-19
  • TX RA
    APPROVED
    Since 2022-09-19

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2020 Present
Wake Technical Community College Raleigh NC 08/2016 05/2017
East Carolina University Greenville NC 08/2017 05/2020
First Bank Greenville NC 05/2019 07/2020
Thermo Fisher Scientific Greenville NC 10/2018 05/2019
Enterprise-Rent-A-Car Raleigh NC 10/2016 05/2017
Wake Forest Driving Range Wake Forest NC 09/2016 09/2016
Aquatic Management Group Raleigh NC 05/2017 08/2017
Aquatic Management Group Raleigh NC 05/2018 08/2018
Vanguard Marketing Corporation Charlotte NC 08/2020 Present
Vanguard Advisors, Inc. Charlotte NC 09/2022 Present
  • 08/2020 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2016 → 05/2017
    Wake Technical Community College
    Raleigh, NC
  • 08/2017 → 05/2020
    East Carolina University
    Greenville, NC
  • 05/2019 → 07/2020
    First Bank
    Greenville, NC
  • 10/2018 → 05/2019
    Thermo Fisher Scientific
    Greenville, NC
  • 10/2016 → 05/2017
    Enterprise-Rent-A-Car
    Raleigh, NC
  • 09/2016 → 09/2016
    Wake Forest Driving Range
    Wake Forest, NC
  • 05/2017 → 08/2017
    Aquatic Management Group
    Raleigh, NC
  • 05/2018 → 08/2018
    Aquatic Management Group
    Raleigh, NC
  • 08/2020 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 09/2022 → Present
    Vanguard Advisors, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
S63 Uniform Securities Agent State Law Examination 2020-09-23
  • S66 Uniform Combined State Law Examination
    2022-09-16
  • S63 Uniform Securities Agent State Law Examination
    2020-09-23
Other Names
  • Joe Michael Timmons
  • Joe Michael Timmons
  • Joseph Timmons

View on SEC IAPD

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