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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-04
  • TX RA
    APPROVED
    Since 2025-12-04

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2020 09/2025
College X-Ing, Llc Scottsdale AZ 08/2019 09/2021
Cawley Career Center, Georgetown University Washington DC 08/2018 05/2019
Central Bank Of Sri Lanka, Department Of Statistics Colombo 06/2018 07/2018
Department Of The Treasury, It Division Washington DC 01/2018 05/2018
The Smithsonian/U.S. Department Of The State Washington DC 09/2017 12/2017
Office Of Residential Living, Georgetown University Washington DC 05/2017 08/2017
The Washington International School Washington DC 08/2016 05/2017
Georgetown University Washington DC 09/2015 05/2019
Neuromuscular Research Center (Nrcaz) Phoenix AZ 08/2015 08/2022
Arizona State University Tempe AZ 08/2019 05/2020
Self Employed Paradise Valley AZ 08/2021 01/2022
Self Employed Paradise Valley AZ 08/2021 01/2022
Neuromuscular Research Center (Nrcaz) Phoenix AZ 01/2024 Present
Ubs Financial Services Inc. Phoenix AZ 10/2025 Present
  • 08/2020 → 09/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2019 → 09/2021
    College X-Ing, Llc
    Scottsdale, AZ
  • 08/2018 → 05/2019
    Cawley Career Center, Georgetown University
    Washington, DC
  • 06/2018 → 07/2018
    Central Bank Of Sri Lanka, Department Of Statistics
    Colombo
  • 01/2018 → 05/2018
    Department Of The Treasury, It Division
    Washington, DC
  • 09/2017 → 12/2017
    The Smithsonian/U.S. Department Of The State
    Washington, DC
  • 05/2017 → 08/2017
    Office Of Residential Living, Georgetown University
    Washington, DC
  • 08/2016 → 05/2017
    The Washington International School
    Washington, DC
  • 09/2015 → 05/2019
    Georgetown University
    Washington, DC
  • 08/2015 → 08/2022
    Neuromuscular Research Center (Nrcaz)
    Phoenix, AZ
  • 08/2019 → 05/2020
    Arizona State University
    Tempe, AZ
  • 08/2021 → 01/2022
    Self Employed
    Paradise Valley, AZ
  • 08/2021 → 01/2022
    Self Employed
    Paradise Valley, AZ
  • 01/2024 → Present
    Neuromuscular Research Center (Nrcaz)
    Phoenix, AZ
  • 10/2025 → Present
    Phoenix, AZ
Other Businesses

NAME OF BUSINESS: NEUROMUSCLAR RESEARCH CENTER (NRCAZ) NON-INVESTMENT RELATED: ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: MEDICAL ADMINISTRATION POSITION: ASSISTANT START DATE: 01/2024 APPROXIMATE HOURS PER MONTH: 84 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: ADMINISTRATIVE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-17
S63 Uniform Securities Agent State Law Examination 2020-10-07
  • S66 Uniform Combined State Law Examination
    2025-09-17
  • S63 Uniform Securities Agent State Law Examination
    2020-10-07
Designations

View on SEC IAPD

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