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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-01-26 |
| TX | RA | APPROVED | 2022-01-25 |
Branch Locations
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2020 | 10/2021 |
| Hot Dog On A Stick | Modesto | CA | 06/2014 | 07/2017 |
| Abercrombie And Fitch | Modesto | CA | 09/2015 | 08/2017 |
| Victoria's Secrets Stores Llc | Modesto | CA | 05/2017 | 08/2020 |
| University Of California Merced | Mecred | CA | 08/2016 | 05/2020 |
| Morgan Stanley Smith Barney Llc | Scottsdale | AZ | 11/2021 | Present |
*468547 - Rental Property; Investment related; Riverbank, CA; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 0; Property Management. *532712 - Victorias Secret Stores LLC; Investment related: Yes; Scottsdale, Arizona; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 80; Customer Service, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
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