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Fernando Sandoval Luna

Morgan Stanley

Scottsdale, AZ

CRD 7285251

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-01-26
TX RA APPROVED 2022-01-25
  • AZ RA
    APPROVED
    Since 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-25

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 08/2020 10/2021
Hot Dog On A Stick Modesto CA 06/2014 07/2017
Abercrombie And Fitch Modesto CA 09/2015 08/2017
Victoria's Secrets Stores Llc Modesto CA 05/2017 08/2020
University Of California Merced Mecred CA 08/2016 05/2020
Morgan Stanley Smith Barney Llc Scottsdale AZ 11/2021 Present
  • 08/2020 → 10/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2014 → 07/2017
    Hot Dog On A Stick
    Modesto, CA
  • 09/2015 → 08/2017
    Abercrombie And Fitch
    Modesto, CA
  • 05/2017 → 08/2020
    Victoria's Secrets Stores Llc
    Modesto, CA
  • 08/2016 → 05/2020
    University Of California Merced
    Mecred, CA
  • 11/2021 → Present
    Morgan Stanley Smith Barney Llc
    Scottsdale, AZ
Other Businesses

*468547 - Rental Property; Investment related; Riverbank, CA; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 0; Property Management. *532712 - Victorias Secret Stores LLC; Investment related: Yes; Scottsdale, Arizona; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 12/2022; During business hours: 0; After business hours: 80; Customer Service, Sales/Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-13
S63 Uniform Securities Agent State Law Examination 2020-09-23
  • S66 Uniform Combined State Law Examination
    2022-01-13
  • S63 Uniform Securities Agent State Law Examination
    2020-09-23
Other Names
  • Fernando Sandoval Luna
  • Fern Sandoval Luna
  • F Sandoval Luna

View on SEC IAPD

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