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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-05 |
Branch Locations
Mission Viejo, CA • United States
5932 Bolsa Avenue Suite 107, Huntington Beach, CA 92649 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Resources | Huntington Beach | CA | 08/2020 | Present |
| Costco | Laguna Niguel | CA | 10/2019 | 11/2021 |
| Cal State Fullerton University | Fullerton | CA | 08/2014 | 06/2020 |
| Compulocks Brands | Huntington Beach | CA | 08/2017 | 01/2018 |
| Osaic | Huntington Beach | CA | 08/2020 | Present |
1. CAPITAL RESOURCES POSITION: Financial Assistant NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 08/24/2020 ADDRESS: 550 bolsa Suite 145, Huntington Beach CA 92649, United States DESCRIPTION: Records Research Confirmation of Weekly Schedule Call List Management 2. CAPITAL RESOURCES POSITION: Financial Advisor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 08/24/2020 ADDRESS: 5932 Bolsa Avenue, Suite 107, Huntington Beach CA 92649, United States DESCRIPTION: Records Research Confirmation of Weekly Schedule Call List Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-26 |
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