Ryan Austin Farber

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16

NY RA
APPROVED

Since 2021-04-16

Branch Locations

90 Park Ave 17Th Fl, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Delaware	Newark	DE	06/2016	06/2020
Unemployed	Oceanside	NY	06/2020	08/2020
Maxim Group	New York	NY	08/2020	03/2021
Mml Investors Services, Llc	New York	NY	04/2021	Present
Mass Mutual Life Insurance Company	New York	NY	03/2021	Present
Sentinel Solutions	New York	NY	03/2021	Present

06/2016 → 06/2020

University Of Delaware

Newark, DE
06/2020 → 08/2020

Unemployed

Oceanside, NY
08/2020 → 03/2021

Maxim Group

New York, NY
04/2021 → Present

Mml Investors Services, Llc

New York, NY
03/2021 → Present

Mass Mutual Life Insurance Company

New York, NY
03/2021 → Present

Sentinel Solutions

New York, NY

Other Businesses

NAME: SENTINEL SOLUTIONS INV REL: Y ADD: 205 E 42ND ST, 20TH FL, NEW YORK, NY 10017 NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/03/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE, DI, LTC, FIXED ANNUITIES & HEALTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-17

S66 Uniform Combined State Law Examination

2021-02-17

Designations

Certified Financial Planner

View on SEC IAPD