Gregory Lopez

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-31
TX	RA	APPROVED	2025-10-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	08/2020	10/2022
Shapiro Insurance Group	Cape Coral	FL	03/2019	06/2020
Starkweather & Shepley Insurance Brokerage Inc.	Fort Myers	FL	07/2014	08/2018
Self Employed	Cape Coral	FL	10/2018	02/2019
Fidelity Investments	Covington	KY	02/2023	Present
Combined Underwriters	Miami	FL	08/2020	02/2023

08/2020 → 10/2022

Equitable Advisors, Llc

New York, NY
03/2019 → 06/2020

Shapiro Insurance Group

Cape Coral, FL
07/2014 → 08/2018

Starkweather & Shepley Insurance Brokerage Inc.

Fort Myers, FL
10/2018 → 02/2019

Self Employed

Cape Coral, FL
02/2023 → Present

Fidelity Investments

Covington, KY
08/2020 → 02/2023

Combined Underwriters

Miami, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-27
S63	Uniform Securities Agent State Law Examination	2023-06-08