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Joseph Sean Walker

Ameriprise Financial Services, LLC

Framingham, MA

Cutler Bay, FL

CRD 7285033

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-13
  • FL RA
    APPROVED
    Since 2021-07-13

Branch Locations

161 Worcester Rd Ste 200, Framingham, MA 01701-5300 • United States

Cutler Bay, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Framingham MA 07/2020 Present
Joseph Sean Walker Cutler Bay FL 04/2015 04/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-10
  • S66 Uniform Combined State Law Examination
    2021-02-10
Other Names
  • Joseph Sean Walker
  • Sean Walker

View on SEC IAPD

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