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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-15 |
| TX | RA | APPROVED | 2024-08-09 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Martin L King Jr. Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Sunrise | FL | 04/2020 | 12/2020 |
| Nylife Securities Llc | Sunrise | FL | 11/2020 | 12/2020 |
| T-Mobile | North Miami | FL | 11/2014 | 05/2018 |
| American Express | Sunrise | FL | 06/2018 | 11/2018 |
| Skye Louise Realty | Miramar | FL | 05/2016 | 03/2020 |
| Sixt | Fort Lauderdale | FL | 03/2019 | 03/2020 |
| Florida Atlantic University | Boca Raton | FL | 09/2018 | 12/2019 |
| Tradestation Securities, Inc. | Plantation | FL | 02/2022 | 04/2023 |
| American Express | Sunrise | FL | 09/2021 | 02/2022 |
| Creative Financial Network | Fort Lauderdale | FL | 04/2021 | 02/2022 |
| Unemployed | Miramar | FL | 01/2021 | 03/2021 |
| Tradestation Securities, Inc. | Plantation | FL | 05/2023 | 05/2024 |
| Fisher Investments | Tampa | FL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-12 |
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