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Jalen D Johnson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
OH RA APPROVED 2022-03-17
  • TX RA
    APPROVED
    Since 2022-04-13
  • OH RA
    APPROVED
    Since 2022-03-17

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2020 10/2021
Amazon Twinsburg OH 06/2017 07/2020
Cedar Point Sandusky OH 04/2018 10/2018
Kmart Seven Hills OH 07/2014 04/2018
Distribution Data Incorporated Cleveland OH 06/2016 07/2017
Kent State University Kent OH 08/2016 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper Pike OH 10/2021 Present
  • 08/2020 → 10/2021
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2017 → 07/2020
    Amazon
    Twinsburg, OH
  • 04/2018 → 10/2018
    Cedar Point
    Sandusky, OH
  • 07/2014 → 04/2018
    Kmart
    Seven Hills, OH
  • 06/2016 → 07/2017
    Distribution Data Incorporated
    Cleveland, OH
  • 08/2016 → 11/2020
    Kent State University
    Kent, OH
  • 10/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pepper Pike, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-15
S63 Uniform Securities Agent State Law Examination 2021-02-08
  • S66 Uniform Combined State Law Examination
    2022-03-15
  • S63 Uniform Securities Agent State Law Examination
    2021-02-08
Other Names
  • Jalen Johnson
  • Jalen Dwayne Johnson

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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