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Tanya Michelle Arreguin

J.P. Morgan Securities LLC

Roscoe, IL

Rockford, IL

Rockford, IL

CRD 7284642

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-14
IL RA APPROVED 2023-09-28
  • TX RA
    APPROVED_RES
    Since 2025-10-14
  • IL RA
    APPROVED
    Since 2023-09-28

Branch Locations

11440 Main Street, Roscoe, IL 61073 • United States

6001 East State Street, Rockford, IL 61108 • United States

3699 N. Main Street, Rockford, IL 61103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rockford IL 08/2011 Present
J.P. Morgan Securities Llc Rockford IL 07/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-09
S63 Uniform Securities Agent State Law Examination 2020-10-13
  • S66 Uniform Combined State Law Examination
    2023-09-09
  • S63 Uniform Securities Agent State Law Examination
    2020-10-13
Other Names
  • Tanya M Luna
  • Tanya Luna
  • Tanya Michelle Luna
  • Tanya Arreguin

View on SEC IAPD

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