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4546 El Camino Real B10 #1013, Los Altos, CA 94022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-22 |
| CA | RA | APPROVED | 2020-08-10 |
Branch Locations
4546 El Camino Real B10 #1013, Los Altos, CA 94022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dragon Financial Group | San Mateo | CA | 04/2015 | 01/2018 |
| Thetaxguysf | South San Francisco | CA | 01/2018 | 07/2018 |
| Diversifi Capital Llc | Redwood City | CA | 05/2018 | Present |
| Compass Capital Management Group | Redwood City | CA | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-27 |
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