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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landlord | Sprinfield | MO | 06/2017 | 07/2020 |
| Twin Oaks Country Club | Springfield | MO | 06/2017 | 08/2017 |
| Tdameritrade | Omaha | NE | 08/2020 | 12/2020 |
| Student | Springfield | MO | 08/2016 | 06/2020 |
| Ludacka Wealth Partners | Omaha | NE | 02/2021 | 04/2022 |
| Edward Jones | St. Louis | MO | 04/2024 | 12/2025 |
| Datarobot | Boston | MA | 02/2023 | 02/2024 |
| Lpl Financial Llc | Irving | TX | 12/2025 | Present |
| Unemployed | Omaha | NE | 04/2022 | 02/2023 |
1) 11/28/2025 - Erasmus Wealth Advisors / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Total Hours per month - 160 Total Hours per month during trading 2) 02/27/2026 - Lifetime Fitness - Coach/ Sports/ Fitness - Not Investment Related - Irving, TX - Start Date 03/16/2026 - 30 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-20 |
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