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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-08-24 |
Branch Locations
2400 Lake Lansing Rd Ste C, Lansing, MI 48912 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waggoner Financial | East Lansing | MI | 08/2020 | 01/2021 |
| Michigan State University (Department Of Teacher Education) | East Lansing | MI | 07/2018 | 05/2020 |
| Na | East Lansing | MI | 05/2020 | 08/2020 |
| Michigan State University | East Lansing | MI | 08/2016 | 05/2020 |
| Lpl Financial, Llc | Okemos | KS | 08/2020 | Present |
| Private Advisor Group | Okemos | MI | 02/2021 | Present |
1. 2/17/2021 - WAGGONER FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 2/24/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 02/2021 - 160 Hours Per Month/0 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/06/2023 - Waggoner Global Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/31/2023 - 20 Hours Per Month/ 10 Hours During Trading 4. 12/29/2023 - Waggoner Group, Inc - Tax Prep/Accounting/CPA - Registered Assistant - Investment Related - At Reported Business Location(s) - Start Date 09/22/2020 - 20 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-29 |
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