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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-08-24
  • MI RA
    APPROVED
    Since 2021-08-24

Branch Locations

2400 Lake Lansing Rd Ste C, Lansing, MI 48912 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waggoner Financial East Lansing MI 08/2020 01/2021
Michigan State University (Department Of Teacher Education) East Lansing MI 07/2018 05/2020
Na East Lansing MI 05/2020 08/2020
Michigan State University East Lansing MI 08/2016 05/2020
Lpl Financial, Llc Okemos KS 08/2020 Present
Private Advisor Group Okemos MI 02/2021 Present
  • 08/2020 → 01/2021
    Waggoner Financial
    East Lansing, MI
  • 07/2018 → 05/2020
    Michigan State University (Department Of Teacher Education)
    East Lansing, MI
  • 05/2020 → 08/2020
    Na
    East Lansing, MI
  • 08/2016 → 05/2020
    Michigan State University
    East Lansing, MI
  • 08/2020 → Present
    Lpl Financial, Llc
    Okemos, KS
  • 02/2021 → Present
    Private Advisor Group
    Okemos, MI
Other Businesses

1. 2/17/2021 - WAGGONER FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 2/24/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 02/2021 - 160 Hours Per Month/0 Hours During Securities Trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/06/2023 - Waggoner Global Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/31/2023 - 20 Hours Per Month/ 10 Hours During Trading 4. 12/29/2023 - Waggoner Group, Inc - Tax Prep/Accounting/CPA - Registered Assistant - Investment Related - At Reported Business Location(s) - Start Date 09/22/2020 - 20 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-29
  • S66 Uniform Combined State Law Examination
    2021-04-29

View on SEC IAPD

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