Seth Adam Morris

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-07-31
FL	RA	APPROVED	2024-05-03
TX	RA	APPROVED_RES	2022-08-05
CA	RA	APPROVED	2020-08-11

UT RA
APPROVED

Since 2024-07-31
FL RA
APPROVED

Since 2024-05-03
TX RA
APPROVED_RES

Since 2022-08-05
CA RA
APPROVED

Since 2020-08-11

Branch Locations

12487 N Mainstreet Ste 240, Rancho Cucamonga, CA 91739 • United States

601 21St St Ste 300, Vero Beach, FL 32960 • United States

West Melbourne, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ae Wealth Management, Llc	Topeka	KS	08/2020	Present
Sears Wealth Management & Insurance Solutions	Rancho Cucamonga	CA	07/2020	Present
Larry H. Miller	Sandy	UT	10/2018	06/2020
Artistic Stone Masonry	Lindon	UT	01/2017	11/2018
Marvelous Catering	Provo	UT	08/2016	01/2017
Clarity Tax Partners, Llc	Vero Beach	FL	10/2023	Present

08/2020 → Present

Ae Wealth Management, Llc

Topeka, KS
07/2020 → Present

Sears Wealth Management & Insurance Solutions

Rancho Cucamonga, CA
10/2018 → 06/2020

Larry H. Miller

Sandy, UT
01/2017 → 11/2018

Artistic Stone Masonry

Lindon, UT
08/2016 → 01/2017

Marvelous Catering

Provo, UT
10/2023 → Present

Clarity Tax Partners, Llc

Vero Beach, FL

Other Businesses

1.) WORLD CLASS RETIREMENT GROUP, INC. DBA SEARS WEALTH MANAGEMENT & INSURANCE SOLUTIONS; YES INVESTMENT RELATED; 12487 NORTH MAINSTREET, SUITE 240 RANCHO CUCAMONGA, CA 91739; INSURANCE SALES; ADVISOR; START DATE 07/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.)CLARITY TAX PARTNERS, LLC POSITION: Officer/Member NATURE: Clarity Tax Partners, LLC will provide tax strategies and tax planning services, and a limited number of tax returns for a modest fee. We will contract these services through licensed CPA and enrolled agents through United Cloud Partners Services. As mentioned previously, Clarity Tax Partners, LLC and Sears Wealth Management and Insurance Services are separate companies. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/23/2023 ADDRESS: 601 21st Street, Ste 300, Vero Beach FL 32960, United States DESCRIPTION: I hold the position of an officer and own a 25% stake in this company. In my role, I am tasked with delivering tax-efficient strategies to our clients, assisting them in their comprehensive financial planning and retirement objectives. Additionally, I collaborate closely with CPAs and enrolled agents affiliated with United Cloud Tax Partners Services, who furnish us with the essential Tax Solutions required for our services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-07-24

S65 Uniform Investment Adviser Law Examination

2020-07-24

Other Names

Seth Morris

View on SEC IAPD