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Chelsea Renae Carlton

Charles Schwab & Co., Inc.

San Francisco, CA

St Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-31
MO RA APPROVED 2025-05-05
  • CA RA
    APPROVED
    Since 2026-03-31
  • MO RA
    APPROVED
    Since 2025-05-05

Branch Locations

San Francisco, CA • United States

500 Maryville University Drive, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Saint Louis MO 08/2020 09/2023
Katie's Pizza And Pasta Osteria Town And Country MO 01/2020 08/2020
Water Grill Santa Monica CA 03/2018 01/2020
Busby's West Santa Monica CA 08/2013 09/2019
Charles Schwab & Co., Inc. San Francisco CA 09/2023 Present
  • 08/2020 → 09/2023
    Td Ameritrade, Inc
    Saint Louis, MO
  • 01/2020 → 08/2020
    Katie's Pizza And Pasta Osteria
    Town And Country, MO
  • 03/2018 → 01/2020
    Water Grill
    Santa Monica, CA
  • 08/2013 → 09/2019
    Busby's West
    Santa Monica, CA
  • 09/2023 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-05
S63 Uniform Securities Agent State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2025-05-05
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20
Other Names
  • Chelsea Carlton

View on SEC IAPD

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