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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-26 |
| AR | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Conway | AR | 11/2020 | 02/2025 |
| Concourse Financial Group Securities Inc | Conway | AR | 08/2020 | 02/2025 |
| (Dba) Gordon Financial Services Inc | Conway | AR | 08/2020 | Present |
| Stephens Inc | Little Rock | AR | 08/2017 | 08/2020 |
| Louisiana Tech University | Ruston | LA | 09/2012 | 08/2017 |
| Concourse Financial Group Securities Inc | Conway | AR | 08/2022 | 02/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
GORDON FINANCIAL SERVICES, INC; Investment Related;1135 Main Street, Vilonia, AR 72173; Insurance and Financial Services; Financial Advisor/Producer; Start Date 08/2020; 160 hours per month; Provide Life and Annuity insurance product sales and service as well as administrative support to other licensed associates housed in our office.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-04 |
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