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Nicklaus Anthony Proud

Confluence Financial Partners

Mcmurray, PA

Mcmurray, PA

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Current Employers
Confluence Financial Partners

732 E Mcmurray Rd, Mcmurray, PA 15317 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-27
PA RA APPROVED 2021-07-02
  • TX RA
    APPROVED
    Since 2022-10-27
  • PA RA
    APPROVED
    Since 2021-07-02

Branch Locations

732 E Mcmurray Rd, Mcmurray, PA 15317 • United States

732 E Mcmurray Rd, Mcmurray, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coast 2 Coast Companies Pittsburgh PA 04/2015 08/2020
Raymond James Financial Services Advisors, Inc Canonsburg PA 03/2021 07/2021
Raymond James Financial Services, Inc Canonsburg PA 08/2020 07/2021
Confluence Wealth Services, Inc. Pittsburgh PA 07/2021 Present
  • 04/2015 → 08/2020
    Coast 2 Coast Companies
    Pittsburgh, PA
  • 03/2021 → 07/2021
    Raymond James Financial Services Advisors, Inc
    Canonsburg, PA
  • 08/2020 → 07/2021
    Raymond James Financial Services, Inc
    Canonsburg, PA
  • 07/2021 → Present
    Confluence Wealth Services, Inc.
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-04
  • S66 Uniform Combined State Law Examination
    2021-03-04
Other Names
  • Nick Proud

View on SEC IAPD

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JOHN HOWARD IANNUCCI
ANDREW J WILBERT
RICHARD LEE DALZOTTO
KENNETH SCOTT RAYMOND

Other Offices

STRATOS WEALTH PARTNERS, LTD · McMurray, PA
OSAIC WEALTH, INC. · MCMURRAY, PA
ILG PRIVATE WEALTH, INC. · MCMURRAY, PA
CETERA INVESTMENT ADVISERS LLC · CANONSBURG, PA
LPL ENTERPRISE, LLC · MCMURRAY, PA
LPL FINANCIAL LLC · MCMURRAY, PA
J.P. MORGAN SECURITIES LLC · Canonsburg, PA
LPL ENTERPRISE, LLC · MCMURRAY, PA

More in Mcmurray, PA

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