Noah Kingston

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 11/2020
  Td Ameritrade
  Omaha, NE
• 05/2018 → 08/2020
  Np Dodge Property Management
  Omaha, NE
• 03/2017 → 05/2018
  Austad's Golf
  Omaha, NE
• 08/2016 → 03/2018
  Full-Time Education
  Omaha, NE
• 11/2020 → 04/2021
  Np Dodge Property Management
  Omaha, NE
• 04/2021 → 10/2021
  Lancaster County Sheriff's Office
  Lincoln, NE
• 10/2021 → 09/2023
  Np Dodge Management Company
  Omaha, NE
• 10/2023 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 12/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2023 → 12/2023
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2024-05-08 → 2024-05-09
  Cetera Investment Advisers Llc
  Omaha, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: ANALYST, COMPLIANCE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: CONDUCT AUDITS OF ALL PARTNER OFFICES TO ENSURE CARSON GROUP'S POLICIES AND PROCEDURES ARE BEING ADHERED TO

Exams

• S66 Uniform Combined State Law Examination
  2024-04-25

Other Names

• Noah James Kingston