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Paul Warren Cochran

Providence Wealth Management LLC

Knoxville, TN

CRD 4902875

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Employer firm

Providence Wealth Management LLC CRD 144902

$152M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Providence Wealth Management Llc

2030 Falling Waters Road Suite 175, Knoxville, TN 37922 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-01
TX RA APPROVED_RES 2024-02-08
  • TN RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2024-02-08

Branch Locations

2030 Falling Waters Road Suite 175, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Ltc Advisors, Inc. Knoxville TN 09/2001 Present
Providence Wealth Management, Llc Knoxville TN 06/2007 Present
Other Businesses

PROVIDENCE LTC ADVISORS, INC.; NON-INVESTMENT RELATED; 2030 FALLING WATERS RD, SUITE 175, KNOXVILLE, TN 37922; INSURANCE SERVICES; PRESIDENT; 09/2001; 50% OF BUSINESS TIME SPENT ON THIS BUSINESS; INSURANCE SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-22
  • S65 Uniform Investment Adviser Law Examination
    2007-08-22
Other Names
  • Paul Cochran

View on SEC IAPD

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