John Winfred Clark

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 02/2022
  Oppenheimer & Co.
  Portsmouth, NH
• 08/2019 → 07/2020
  John Hancock Investment Management
  Boston, MA
• 04/2018 → 07/2019
  John Hancock Retirement Plan Services
  Portsmouth, NH
• 08/2017 → 03/2018
  John Hancock Investment Management
  Portsmouth, NH
• 02/2014 → 06/2017
  Killingworth Cooking Company
  Killingworth, CT
• 02/2022 → 05/2025
  Rbc Capital Markets, Llc
  Danvers, NH
• 05/2025 → 02/2026
  Morgan Stanley
  Portland, ME
• 02/2026 → Present
  Rbc Capital Markets, Llc
  Portsmouth, NH

Previous Registrations

• 2025-06-16 → 2026-02-06
  Morgan Stanley
  Portland, ME
• 2022-02-23 → 2025-06-09
  Rbc Capital Markets, Llc
  Danvers, MA
  Berwick, ME
• 2021-01-27 → 2022-02-25
  Oppenheimer & Co. Inc.
  Portsmouth, NH

Exams

• S66 Uniform Combined State Law Examination
  2020-10-12

Other Names

• John Winfred Clark
• Jack Winfred Clark