Steven Jacob Wiles

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-01-27

PA RA
APPROVED

Since 2021-01-27

Branch Locations

450 Isabel Drive, Lebanon, PA 17042 • United States

3016 S. Pine Grove Street, Fredericksburg, PA 17026 • United States

720 E Main St, Mount Joy, PA 17552 • United States

45 West Main St, Schuykill Haven, PA 17972 • United States

1015 Dry Taven Rd, Denver, PA 17517 • United States

7635 Lancaster Ave, Mt Aetna, PA 19544 • United States

2617 Huntington Pike, Huntington Valley, PA 19006 • United States

610 Easton Rd, Warrington, PA 18976 • United States

3630 Rothsville Road, Ephrata, PA 17522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Susquehanna University	Selinsgrove	PA	08/2015	05/2019
Bae Systems	York	PA	05/2018	08/2018
First Citizens Community Bank	Mansfield	PA	08/2019	Present
Lpl Financial Llc	Mansfield	PA	08/2020	Present

08/2015 → 05/2019

Susquehanna University

Selinsgrove, PA
05/2018 → 08/2018

Bae Systems

York, PA
08/2019 → Present

First Citizens Community Bank

Mansfield, PA
08/2020 → Present

Lpl Financial Llc

Mansfield, PA

Other Businesses

1. 2/10/2021 - FCCB Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 150 Hours Per Month/8 Hours During Securities Trading. 2. 11/20/2024 - Cincinnati Life - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 2 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-26

S66 Uniform Combined State Law Examination

2021-01-26

Other Names

Steven Wiles

View on SEC IAPD