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Jason Mangum

Td Private Client Wealth LLC

Melbourne, FL

Sarasota, FL

CRD 7283499

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-12-17
FL RA APPROVED 2025-01-02
NJ RA APPROVED 2025-01-02
NY RA APPROVED 2021-03-29
PA RA APPROVED 2021-03-29
  • NH RA
    APPROVED
    Since 2025-12-17
  • FL RA
    APPROVED
    Since 2025-01-02
  • NJ RA
    APPROVED
    Since 2025-01-02
  • NY RA
    APPROVED
    Since 2021-03-29
  • PA RA
    APPROVED
    Since 2021-03-29

Branch Locations

1025 South Babcock Street, Melbourne, FL 32901 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Melbourne FL 07/2019 07/2020
Appreciation Financial Henderson NV 07/2018 07/2019
Td Bank Jupiter FL 06/2015 07/2018
Td Bank Private Client Wealth Llc Melbourne FL 08/2020 Present
Td Bank N.A. Melbourne FL 08/2020 Present
  • 07/2019 → 07/2020
    Td Bank N.A.
    Melbourne, FL
  • 07/2018 → 07/2019
    Appreciation Financial
    Henderson, NV
  • 06/2015 → 07/2018
    Td Bank
    Jupiter, FL
  • 08/2020 → Present
    Td Bank Private Client Wealth Llc
    Melbourne, FL
  • 08/2020 → Present
    Td Bank N.A.
    Melbourne, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-01-28
S65 Uniform Investment Adviser Law Examination 2020-11-28
  • S63 Uniform Securities Agent State Law Examination
    2026-01-28
  • S65 Uniform Investment Adviser Law Examination
    2020-11-28

View on SEC IAPD

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