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Ryan Joseph Becker

LPl Financial LLC

Florham Park, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-19
  • NJ RA
    APPROVED
    Since 2022-08-19

Branch Locations

30 Columbia Turnpike Ste 101, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Agway Morristown NJ 12/2015 08/2017
James Madison University Harrisonburg VA 08/2016 05/2020
Security Shredding Enterprises Morris Plains NJ 05/2018 06/2018
Morris Plains School District Morris Plains NJ 06/2018 08/2018
Promethod Sport And Fitness Cedar Knolls NJ 06/2019 08/2019
Mass Mutual Warren NJ 09/2020 02/2021
Summit Asset Management Inc. Florham Park NJ 02/2021 Present
Unemployed Morris Plains NJ 05/2020 09/2020
Lpl Financial Llc Florham Park NJ 03/2021 12/2021
Lpl Financial Llc Florham Park NJ 12/2021 Present
  • 12/2015 → 08/2017
    Agway
    Morristown, NJ
  • 08/2016 → 05/2020
    James Madison University
    Harrisonburg, VA
  • 05/2018 → 06/2018
    Security Shredding Enterprises
    Morris Plains, NJ
  • 06/2018 → 08/2018
    Morris Plains School District
    Morris Plains, NJ
  • 06/2019 → 08/2019
    Promethod Sport And Fitness
    Cedar Knolls, NJ
  • 09/2020 → 02/2021
    Mass Mutual
    Warren, NJ
  • 02/2021 → Present
    Summit Asset Management Inc.
    Florham Park, NJ
  • 05/2020 → 09/2020
    Unemployed
    Morris Plains, NJ
  • 03/2021 → 12/2021
    Lpl Financial Llc
    Florham Park, NJ
  • 12/2021 → Present
    Lpl Financial Llc
    Florham Park, NJ
Other Businesses

1)12/2021- DBA for LPL Business (entity for LPL business) - Summit Asset Mgmt, Inc- inv. related- Florham Park, NJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-18
S63 Uniform Securities Agent State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-08-18
  • S63 Uniform Securities Agent State Law Examination
    2022-07-08
Other Names
  • Ryan Becker

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
ROCKEFELLER FINANCIAL LLC
MARINER

Other Investors

THOMAS J. BIRRITTELLA
DAVID F BOAK
Jason W Hoffman
Raman Bhalla
Keyana Adelina Touchette
Luke Robert Warren Rich
Hunter William Kolmodin
Nicholas Henry Hoy

Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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