Justin Anthony Sheffield

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-21

NY RA
APPROVED

Since 2025-07-21

Branch Locations

1248 Abbott Rd., Lackawanna, NY 14218 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ffg Llc / Smart Ride Ltd	Buffalo	NY	03/2015	12/2016
Price Rite	Buffalo	NY	01/2017	09/2018
Irs Help	West Seneca	NY	02/2018	04/2018
Northwest Bank	Buffalo	NY	09/2018	Present
Lpl Financial, Llc	Buffalo	NY	03/2021	Present

03/2015 → 12/2016

Ffg Llc / Smart Ride Ltd

Buffalo, NY
01/2017 → 09/2018

Price Rite

Buffalo, NY
02/2018 → 04/2018

Irs Help

West Seneca, NY
09/2018 → Present

Northwest Bank

Buffalo, NY
03/2021 → Present

Lpl Financial, Llc

Buffalo, NY

Other Businesses

1) 8/2020 - Financial Institution Duty - NORTHWEST BANK - Investment Related - 100% - KENMORE, NY 14223 2) 3/2021 - DBA for LPL Business (entity for LPL business) - Northwest Investment Services - Investment Related - KENMORE, NY 14223

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-19
S63	Uniform Securities Agent State Law Examination	2022-02-05

S66 Uniform Combined State Law Examination

2025-07-19
S63 Uniform Securities Agent State Law Examination

2022-02-05

View on SEC IAPD