Gary Tsou

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-23
CA	RA	APPROVED	2022-12-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
New York Life Insurance Company	Willaimville	NY	08/2020	08/2022
California State College Fullerton	Fullerton	CA	01/2018	05/2020
Nylife Securities Llc.	Williamsville	NY	01/2021	08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cerritos	CA	08/2022	Present
Mountain San Antonio College	Walnut	CA	08/2015	12/2017
Bank Of America N.A.	Cerritos	CA	11/2022	Present

08/2020 → 08/2022

New York Life Insurance Company

Willaimville, NY
01/2018 → 05/2020

California State College Fullerton

Fullerton, CA
01/2021 → 08/2022

Nylife Securities Llc.

Williamsville, NY
08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cerritos, CA
08/2015 → 12/2017

Mountain San Antonio College

Walnut, CA
11/2022 → Present

Bank Of America N.A.

Cerritos, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-02
S63	Uniform Securities Agent State Law Examination	2021-03-05

Nearby Firms