Erik M Russell

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-10

TX RA
APPROVED

Since 2024-08-10

Branch Locations

5950 Sherry Ln Suite 600, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Versus Bank	Derby	KS	10/2016	10/2017
Frost Bank	Dallas	TX	10/2017	09/2021
Frost Brokerage Services	Dallas	TX	11/2017	09/2021
Unemployed	Lawrence	KS	05/2016	09/2016
Rgt Wealth Advisors	Dallas	TX	11/2021	03/2023
Corient Services Llc	Miami	FL	07/2023	Present
Cipw Service Company, Llc	Toronto		01/2023	07/2023
Corient	Dallas	TX	11/2022	Present

10/2016 → 10/2017

Versus Bank

Derby, KS
10/2017 → 09/2021

Frost Bank

Dallas, TX
11/2017 → 09/2021

Frost Brokerage Services

Dallas, TX
05/2016 → 09/2016

Unemployed

Lawrence, KS
11/2021 → 03/2023

Rgt Wealth Advisors

Dallas, TX
07/2023 → Present

Corient Services Llc

Miami, FL
01/2023 → 07/2023

Cipw Service Company, Llc

Toronto
11/2022 → Present

Corient

Dallas, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-09-17

S63 Uniform Securities Agent State Law Examination

2021-09-17

Designations

Certified Financial Planner

Other Names

Erik Matthew Russell

View on SEC IAPD