Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
5052 Navy Rd., Millington, TN 38053 • United States
6891 Summer Ave, Bartlett, TN 38133 • United States
8000 Trinity Road, Cordova, TN 38018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee Brokerage, Inc. | Memphis | TN | 07/1998 | Present |
| First Horizon Advisors, Inc. | Cordova | TN | 10/2013 | Present |
| Lpl Financial Llc | Millington | TN | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/25/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-19 |
Reach out to this advisor