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Stephen Moorman

Libra Wealth LLC

Los Gatos, CA

Erie, CO

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Current Employers
Libra Wealth Llc

16185 Los Gatos Blvd Suite 205, Los Gatos, CA 95032 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-12
  • CO RA
    APPROVED
    Since 2025-08-12

Branch Locations

16185 Los Gatos Blvd Suite 205, Los Gatos, CA 95032 • United States

Erie, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Colorado Boulder CO 01/2014 03/2017
Flatirons Community Church Lafayette CO 04/2017 07/2020
Hattig Financial Longmont CO 07/2020 12/2020
Consolidated Portfolio Review Corp Longmont CO 01/2023 06/2025
Planmember Securities Corporation Longmont CO 12/2020 08/2022
Vanderbilt Securities, Llc Longmont CO 08/2022 06/2025
Libra Wealth Llc Erie CO 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-11
  • S66 Uniform Combined State Law Examination
    2021-02-11
Designations

View on SEC IAPD

Other Firms

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LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

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