David Griffin

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 10/2021
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 07/2020 → 10/2021
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 09/2018 → 02/2019
  Second Spectrum
  Los Angeles, CA
• 12/2013 → 07/2018
  Linq Hotel And Casino
  Las Vegas, NV
• 02/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 02/2022 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 11/2021 → 01/2022
  Network Capital Funding
  Los Angeles, CA
• 08/2018 → 08/2018
  Unemployed
  Los Angeles, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-08-11
• S63 Uniform Securities Agent State Law Examination
  2020-10-01

Other Names

• David Griffin
• David E Griffin
• David Earl Griffin