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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-09-28 |
Branch Locations
10010 Regency Cir, Omaha, NE 68114 • United States
13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 08/2020 | 11/2020 |
| Wells Fargo | Bellevue | NE | 10/2015 | 08/2020 |
| Wells Fargo Bank, Na | Bellevue | NE | 08/2021 | Present |
| Wells Fargo Clearing Services, Llc | Bellevue | NE | 08/2021 | Present |
| First National Bank Of Omaha | Omaha | NE | 01/2021 | 08/2021 |
EASTERN NEBRASKA OFFICIALS ASSOCIATION (ENOA; INV RELATED;LINCOLN,NE; OFFICIAL; START DATE: 08/22/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-20 |
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