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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-02 |
| WI | RA | APPROVED | 2024-10-31 |
Branch Locations
695 S Grand Ave Suite 101, Sun Prairie, WI 53590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Columbus High School | Columbus | WI | 07/2019 | 07/2020 |
| Wisconsin Virtual Academy K12 Company | Mcfarland | WI | 07/2017 | 06/2019 |
| Shullsburg School District | Shullsburg | WI | 07/2016 | 07/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2020 | 10/2022 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 07/2020 | 10/2022 |
| Northwestern Mutual Wealth Management | Milwaukee | WI | 02/2022 | 10/2022 |
| Massmutual Life Insurance Co | Sun Prairie | WI | 11/2022 | Present |
| Mml Investors Services Llc | Madison | WI | 03/2023 | 12/2023 |
| Montello School District | Montello | WI | 10/2022 | 06/2023 |
| Mml Investors Services Llc | Sun Prairie | WI | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-15 |
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