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Thomas Fischer

Mml Investors Services, LLC

Sun Prairie, WI

CRD 7282153

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-02
WI RA APPROVED 2024-10-31
  • TX RA
    APPROVED
    Since 2025-10-02
  • WI RA
    APPROVED
    Since 2024-10-31

Branch Locations

695 S Grand Ave Suite 101, Sun Prairie, WI 53590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbus High School Columbus WI 07/2019 07/2020
Wisconsin Virtual Academy K12 Company Mcfarland WI 07/2017 06/2019
Shullsburg School District Shullsburg WI 07/2016 07/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2020 10/2022
Northwestern Mutual Investment Services Llc Middleton WI 07/2020 10/2022
Northwestern Mutual Wealth Management Milwaukee WI 02/2022 10/2022
Massmutual Life Insurance Co Sun Prairie WI 11/2022 Present
Mml Investors Services Llc Madison WI 03/2023 12/2023
Montello School District Montello WI 10/2022 06/2023
Mml Investors Services Llc Sun Prairie WI 08/2024 Present
  • 07/2019 → 07/2020
    Columbus High School
    Columbus, WI
  • 07/2017 → 06/2019
    Wisconsin Virtual Academy K12 Company
    Mcfarland, WI
  • 07/2016 → 07/2017
    Shullsburg School District
    Shullsburg, WI
  • 07/2020 → 10/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2020 → 10/2022
    Northwestern Mutual Investment Services Llc
    Middleton, WI
  • 02/2022 → 10/2022
    Northwestern Mutual Wealth Management
    Milwaukee, WI
  • 11/2022 → Present
    Massmutual Life Insurance Co
    Sun Prairie, WI
  • 03/2023 → 12/2023
    Madison, WI
  • 10/2022 → 06/2023
    Montello School District
    Montello, WI
  • 08/2024 → Present
    Sun Prairie, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-29
S63 Uniform Securities Agent State Law Examination 2021-11-15
  • S65 Uniform Investment Adviser Law Examination
    2024-10-29
  • S63 Uniform Securities Agent State Law Examination
    2021-11-15
Other Names
  • Tom A Fischer
  • Thomas Alton Fischer

View on SEC IAPD

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