Inactive

Steven Clarke Treftz

Sei Investments Management Corp

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Current Employers

Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2012-05-14

PA RA
APPROVED

Since 2012-05-14

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sei Investments Management Corp	Oaks	PA	05/2012	Present

05/2012 → Present

Sei Investments Management Corp

Oaks, PA

Previous Registrations

2010-12-08 → 2012-05-23

Citigroup Global Markets Inc.

New York, NY

Wilmington, DE

New York, NY

Wilmington, DE
2005-06-15 → 2010-05-21

Bny Mellon Advisors, Inc.

Malvern, PA

New York, NY
2006-07-19 → 2006-07-20

Lockwood Financial Services, Inc.

Malvern, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-02-10
S65	Uniform Investment Adviser Law Examination	2005-06-14

S63 Uniform Securities Agent State Law Examination

2011-02-10
S65 Uniform Investment Adviser Law Examination

2005-06-14

Other Names

Steven Clarke Treftz

View on SEC IAPD

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