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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capco | New York | NY | 06/2019 | 11/2020 |
| C&A Financial Group | Wall | NJ | 11/2020 | 04/2021 |
| N/A - Student | Freehold | NJ | 08/2001 | 06/2019 |
| Guardian Life Insurance Company | Wall | NJ | 11/2020 | 07/2022 |
| Park Avenue Securities | Wall | NJ | 04/2021 | 07/2022 |
| Capco | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-17 |
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