Paul Matthew Rice

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-06-26

GA RA
APPROVED

Since 2024-06-26

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cnc Catastrophe & National Claims	Mobile	AL	09/2017	Present
Rice Capital Fund Lp	Atlanta	GA	07/2019	02/2024
Rice Capital Llc	Atlanta	GA	07/2019	02/2024
Belmont University	Nashville	TN	01/2018	05/2019
Self Employed	Nashville	TN	02/2013	02/2024
Mml Investors Services, Llc	Atlanta	GA	05/2024	Present
Massmutual Life Insurance Co	Atlanta	GA	02/2024	Present
Black Edge Capital Llc	Atlanta	GA	01/2022	02/2024

09/2017 → Present

Cnc Catastrophe & National Claims

Mobile, AL
07/2019 → 02/2024

Rice Capital Fund Lp

Atlanta, GA
07/2019 → 02/2024

Rice Capital Llc

Atlanta, GA
01/2018 → 05/2019

Belmont University

Nashville, TN
02/2013 → 02/2024

Self Employed

Nashville, TN
05/2024 → Present

Mml Investors Services, Llc

Atlanta, GA
02/2024 → Present

Massmutual Life Insurance Co

Atlanta, GA
01/2022 → 02/2024

Black Edge Capital Llc

Atlanta, GA

Other Businesses

NAME: CNC Catastrophe & National Claims, INV REL: N, ADD: 2928 McVay Dr N, Mobile, AL 36606 NATURE: Insurance Claims Adjuster, POSITION: Field Adjuster, START DATE: 09/2017, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Adjust hurricane claims

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-06-14
S65	Uniform Investment Adviser Law Examination	2024-04-24

S63 Uniform Securities Agent State Law Examination

2024-06-14
S65 Uniform Investment Adviser Law Examination

2024-04-24

Other Names

Paul Matthew Rice

View on SEC IAPD