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Current Employers
Founders Financial Alliance, Llc

9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-04-15
  • WV RA
    APPROVED
    Since 2026-04-15

Branch Locations

1320 National Road, Wheeling, WV 26003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snapshot Photogaphy Wheeling WV 03/2010 12/2019
Homemaker St. Clairsville OH 01/2020 12/2024
Defranco Financial, Llc Wheeling WV 01/2025 Present
Lpl Financial, Llc Wheeling WV 01/2025 Present
Founders Financial Alliance, Llc Wheeling WV 03/2026 Present
  • 03/2010 → 12/2019
    Snapshot Photogaphy
    Wheeling, WV
  • 01/2020 → 12/2024
    Homemaker
    St. Clairsville, OH
  • 01/2025 → Present
    Defranco Financial, Llc
    Wheeling, WV
  • 01/2025 → Present
    Lpl Financial, Llc
    Wheeling, WV
  • 03/2026 → Present
    Wheeling, WV
Other Businesses

1- 04/20/2026 - DeFranco Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 160 hours per month/ during trading 2- 04/30/2026 - Founders Financial Alliance, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/03/2025 - 160 hours per month/ during trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 03/2025. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 04/30/2026 - DeFranco Financial - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-12
  • S66 Uniform Combined State Law Examination
    2026-02-12
Other Names
  • Heather Defranco
  • Heather Nicole Fristick

View on SEC IAPD

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