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Lucille Hu

Morgan Stanley

San Francisco, CA

CRD 7281721

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-26
CA RA APPROVED 2020-10-05
  • TX RA
    APPROVED
    Since 2021-01-26
  • CA RA
    APPROVED
    Since 2020-10-05

Branch Locations

555 California Street 35Th Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Francisco CA 07/2020 Present
Value Retail China Shanghai 04/2014 12/2016
Unemployed Shanghai 01/2017 09/2017
Fbg Capital San Francisco CA 10/2017 09/2018
Unemployed San Francisco CA 10/2018 06/2020
Morgan Stanley Private Bank, N.A New York NY 01/2021 Present
  • 07/2020 → Present
    Morgan Stanley
    San Francisco, CA
  • 04/2014 → 12/2016
    Value Retail China
    Shanghai
  • 01/2017 → 09/2017
    Unemployed
    Shanghai
  • 10/2017 → 09/2018
    Fbg Capital
    San Francisco, CA
  • 10/2018 → 06/2020
    Unemployed
    San Francisco, CA
  • 01/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-03
  • S66 Uniform Combined State Law Examination
    2020-10-03

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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