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Daniel Clarke Caissie

LPl Financial LLC

Auburn, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-06
CT RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
MA RA APPROVED 2025-03-06
NH RA APPROVED 2025-03-06
RI RA APPROVED 2025-03-06
SC RA APPROVED 2025-03-06
  • AZ RA
    APPROVED
    Since 2025-03-06
  • CT RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • MA RA
    APPROVED
    Since 2025-03-06
  • NH RA
    APPROVED
    Since 2025-03-06
  • RI RA
    APPROVED
    Since 2025-03-06
  • SC RA
    APPROVED
    Since 2025-03-06

Branch Locations

714B Southbridge Street, Auburn, MA 01501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peter Millar Boston MA 03/2019 04/2020
Iep Technologies Marlborough MA 12/2018 01/2019
Student Boston MA 09/2015 05/2019
Unemployed Boston MA 04/2020 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2020 09/2021
Northwestern Mutual Investment Services Llc Boston MA 11/2020 09/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2021 09/2021
The Investment Center, Inc. Auburn MA 09/2021 12/2023
Palmer Hammond Financial Auburn MA 09/2021 12/2023
The Investment Center, Inc. Auburn MA 01/2024 03/2025
Palmer Hammond Financial Auburn MA 01/2024 03/2025
Lpl Financial Llc Auburn MA 03/2025 Present
  • 03/2019 → 04/2020
    Peter Millar
    Boston, MA
  • 12/2018 → 01/2019
    Iep Technologies
    Marlborough, MA
  • 09/2015 → 05/2019
    Student
    Boston, MA
  • 04/2020 → 08/2020
    Unemployed
    Boston, MA
  • 09/2020 → 09/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2020 → 09/2021
    Northwestern Mutual Investment Services Llc
    Boston, MA
  • 06/2021 → 09/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2021 → 12/2023
    The Investment Center, Inc.
    Auburn, MA
  • 09/2021 → 12/2023
    Palmer Hammond Financial
    Auburn, MA
  • 01/2024 → 03/2025
    The Investment Center, Inc.
    Auburn, MA
  • 01/2024 → 03/2025
    Palmer Hammond Financial
    Auburn, MA
  • 03/2025 → Present
    Auburn, MA
Previous Registrations
  • 2024-01-09 → 2025-03-06
    Ic Advisory Services, Inc.
    Auburn, MA
    Bedminster, NJ
Other Businesses

1. 03/06/2025- Gorilla Summer LLC- Business Owner- INV Related- Home Based- Start date 05/01/2022- 2 Hours Per Month 2. 03/06/2025-Daniel Caissie- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/15/2021- 5 Hours Per Month- 5 Hours During Trading 3. 01/09/2026- Palmer Hammond Inc. DBA Palmer Hammond Tax Services- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 40 Hours Per Month/ During Trading 4. 01/09/2026 - Palmer Hammond Financial Services -DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 200 Hours Per Month/ During Trading 5. 01/09/2026 - Palmer Hammond -DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/02/2026- 200 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-09
S63 Uniform Securities Agent State Law Examination 2021-05-17
  • S66 Uniform Combined State Law Examination
    2022-11-09
  • S63 Uniform Securities Agent State Law Examination
    2021-05-17
Other Names
  • Daniel Clarke Caissie
  • Daniel Caissie

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