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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-06 |
| CT | RA | APPROVED | 2025-03-06 |
| FL | RA | APPROVED | 2025-03-06 |
| MA | RA | APPROVED | 2025-03-06 |
| NH | RA | APPROVED | 2025-03-06 |
| RI | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peter Millar | Boston | MA | 03/2019 | 04/2020 |
| Iep Technologies | Marlborough | MA | 12/2018 | 01/2019 |
| Student | Boston | MA | 09/2015 | 05/2019 |
| Unemployed | Boston | MA | 04/2020 | 08/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2020 | 09/2021 |
| Northwestern Mutual Investment Services Llc | Boston | MA | 11/2020 | 09/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2021 | 09/2021 |
| The Investment Center, Inc. | Auburn | MA | 09/2021 | 12/2023 |
| Palmer Hammond Financial | Auburn | MA | 09/2021 | 12/2023 |
| The Investment Center, Inc. | Auburn | MA | 01/2024 | 03/2025 |
| Palmer Hammond Financial | Auburn | MA | 01/2024 | 03/2025 |
| Lpl Financial Llc | Auburn | MA | 03/2025 | Present |
1. 03/06/2025- Gorilla Summer LLC- Business Owner- INV Related- Home Based- Start date 05/01/2022- 2 Hours Per Month 2. 03/06/2025-Daniel Caissie- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/15/2021- 5 Hours Per Month- 5 Hours During Trading 3. 01/09/2026- Palmer Hammond Inc. DBA Palmer Hammond Tax Services- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 40 Hours Per Month/ During Trading 4. 01/09/2026 - Palmer Hammond Financial Services -DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 200 Hours Per Month/ During Trading 5. 01/09/2026 - Palmer Hammond -DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/02/2026- 200 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-17 |
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