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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-02-16 |
Branch Locations
5820 Calhoun Memorial Hwy, Easley, SC 29640 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fedex Ground And Home Delivery | Sacramento | CA | 10/2009 | 06/2017 |
| Golden State Groundskeeping | Sacramento | CA | 06/2017 | 07/2023 |
| Equitable Advisors, Llc | New York | NY | 01/2021 | 04/2023 |
| Guardian Life Insurance Company | Greenville | SC | 08/2023 | 01/2025 |
| Park Avenue Securities Llc | Greenville | SC | 08/2023 | 01/2025 |
| Resolute Capital, Llc | Greenville | SC | 01/2025 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Easley | SC | 01/2026 | Present |
| Wells Fargo Bank, Na | Easley | SC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-23 |
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