Danielle Mccuan Sanford

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntsville, AL
• 11/2017 → 08/2020
  Redstone Federal Credit Union
  Huntsville, AL
• 05/2002 → 11/2017
  Sanford Group Inc.
  Huntsville, AL

Other Businesses

I am half owner of the Sanford Group Inc. When we opened it in 2002, we opened a restaurant where my husband and I were owner /operators. We shut the restaurant down in 2017, but the company remains open for an online seasoning business that we sell on Amazon. My husband also is a consultant and we run his income / expenses through the company. I do not receive compensation, but I do the book keeping and his payroll for the company. I only work 3-4 hours a week, not during business hours and it has nothing to do with investing. Name of the other businessSanford Group, Inc. Whether the business is investment-relatedNo Address of the other businessHSV, AL 35801 Nature of the other businessOnline seasoning / Consulting Your position50 % Owner Title, or relationship with the other business50 % Owner Start date of your relationship05/2002 Approximate number of hours/month you devote to the other business3-4 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessLight Book Keeping & Payroll Do you receive any financial compensation for the business?No Do you handle monies or any kind of accounts for the business, or financial transactions for the business?Checking account Or do you make any kind of finance related decisions or decisions affecting the business as a whole?Yes, I manage and reconcile the Checking account. Name of the other businessCalypso Tower III Beach Condo Whether the business is investment-relatedNO Address of the other businessPanama City Beach, FL 32413 Nature of the other businessRental Property Your positionCo-Owner Title, or relationship with the other businessCo-Owner Start date of your relationship09/2021 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI speak with the management company occasionally Do you receive any financial compensation for the business?Yes / but we currently are taking a loss and have since the purchase Do you handle monies or any kind of accounts for the business, or financial transactions for the business?I collect rental fees from the management company, pay the mortgage payment, utilities, and HOA Or do you make any kind of finance related decisions or decisions affecting the business as a whole?I, with my husband, made the decision to purchase the property and will decide when to sell it.

Exams

• S66 Uniform Combined State Law Examination
  2024-06-01

Other Names

• Kimberly Danielle Mccuan Sanford
• Kimberly Danielle Mccuan
• Danielle H Sanford